Privacy Policy financial advisor

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Customer Privacy Policy

Randall Wealth Advisors, LLC

Commitment to Your Private Information: Randall Wealth Advisors has a policy of protecting the confidentiality and security of information we collect about our clients. We do not, and will not, share non-public personal information about you with outside third parties without your consent, except for the specific purposes described below. This notice has been provided to you to describe the Information we may gather and the situations under which we may need to share it.

Why We Collect and How We Use Information. We limit the collection and use of

Information within our firm to only those individuals associated or employed with us that must

have Information to provide financial services to you. Such services include maintaining your

accounts, processing transaction requests, and providing the advisory services described in our

Form ADV.

How We Gather Information. We get most Information directly from you when you provide

us with information from any of the following sources:

 Applications or forms (for example: name, address, social security number, birth date,

assets, income, financial history)

 Transactional activity in your account (for example: trading history and account

balances)

 Information services and consumer reporting sources (for example: to verify your

identity or to assess your credit history)

 Other sources with your consent (for example: your insurance professional, attorney or

accountant)

How We Protect Information. Our employees and affiliated persons are required to protect the

confidentiality of Information and to comply with our stated policies. They may access

Information only when there is an acceptable reason to do so, such as to service your account or

provide you with financial services. Employees who violate our Privacy Policy are subject to

disciplinary action, up to and including termination from employment with us. We also maintain

physical, electronic and procedural safeguards to protect Information, which comply with

applicable SEC, state, and federal laws.

Sharing Information with Other Companies Permitted Under Law. We do not disclose

Information obtained in the course of our practice except as required or permitted under law.

Permitted disclosures include, for instance, providing Information to unrelated third parties who

need to know such Information in order to assist us with the provision of services to you.

Unrelated third parties may include broker/dealers, mutual fund companies, insurance

companies, and the custodian with which your assets are held. In such situations, we stress the

confidential nature of Information being shared.

Former Customers. Even if we cease to provide you with financial products or services, our

Privacy Policy will continue to apply to you and we will continue to treat your non-public

information with strict confidentiality.

Regulation S-P, Privacy of Consumer Financial Information, requires financial institutions,

including Randall Wealth Advisors, to provide notice to current clients and prospective clients

about their policies and practices concerning the collection and use of customer, non-public

information. This privacy policy notice is given to all prospective clients of Western Wealth

Builders upon entering into a contract with Randall Wealth Advisors and annually thereafter.

Privacy Disclosure Statement. A primary goal of Randall Wealth Advisors is to protect the

privacy of its clients. Randall Wealth Advisors does not sell the personal information of clients

to anyone. To conduct regular business, Randall Wealth Advisors may collect non-public personal

information from clients. This information is provided by clients Randall Wealth Advisors on

applications and other forms provided by clients to Randall Wealth Advisors as well as

transactions with the firm, our affiliates, or others. Randall Wealth Advisors may enter into contracts with outside third parties so that Randall Wealth Advisors can assist its clients in servicing their accounts. In order to do this, Randall Wealth Advisors will disclose personal information to companies that help Randall Wealth Advisors process transactions for client accounts (for example, executing client trades through a (broker/dealer). However, Randall Wealth Advisors does not share or disclose any non-public customer information except as allowed or required by law. In addition to sharing information in order to provide financial services to clients, Randall Wealth Advisors may be required to disclose personal information to cooperate with regulators or law enforcement authorities, to resolve customer disputes or for risk control.

Information Safeguarding. Randall Wealth Advisors has implemented strict policies and

procedures aimed at protecting the sensitive nature of client information. Randall Wealth Advisors restricts access to client information to only those members of Randall Wealth Advisors that must provide products and services to clients in order to service client accounts.

Randall Wealth Advisors has implemented physical, electronic, and procedural safeguards

aimed at meeting Randall Wealth Advisors duty to protect non-public client information.

If you have any questions concerning Randall Wealth Advisors customer privacy policy or

concerns about your personal information please feel free to contact Nick Randall.